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RainMaker Securities LLC (an Illinois-registered limited liability company), is a licensed general securities Broker/Dealer in U.S. Capital Markets, and a FINRA/SIPC member firm.   The company provides Investment Banking and Securities Brokerage services designed to satisfy the needs of our two primary constituencies:

  • Emerging Growth Issuers :   RainMaker advises emerging growth companies looking to raise start-up, expansion, recap, or acquisition capital, as to the proper structure, pricing, and distribution strategy appropriate to successfully place equity, debt, and/or hybrid securities (such as PIPEs and or Convertible Notes),  with RainMaker's network of sophisticated and demanding professional and private Investors.
  • Emerging Growth Investors :   RainMaker offers our network of Qualified Professional Institutions and Accredited Private Investors,  a pre-filtered pipeline of well-structured, appropriately-priced, actionable investment opportunities in the securities of emerging growth companies, led by talented and capable executive management teams who we've taken the time to get to know very well.   

RM Advisors LLC



RM Advisors LLC (an Illinois registered limited liability company), is RainMaker's affiliated Registered Investment Advisor (RIA) in the State of Illinois. The company manages private pools of capital for selected corporate and private clients on a fee basis, and serves as the exclusive Fund Manager of Ten X Capital Partners Companies ( www.tenxcp.com ),  which is a series of defined-purpose private equity funds operating out of offices in Lisle, Illinois .

 

 

 

Disclaimer: This material and any views expressed herein are provided for informational purposes only and should not be construed as an endorsement or inducement of any investor advisory services or as an offer to sell or the solicitation of an offer to purchase any securities. Before seeking any advisor's services or investing any money, investors must read and examine thoroughly the respective disclosure document, offering memorandum or prospectus.