Principals
Privacy Policy

Tom Brennan
President
tbrennan@rainmakersecurities.com
312 294-5860

Tom Brennan currently serves as president of Rainmaker Securities LLC. In addition to his duties at RMS, he also is the managing director of Rainmaker Trading LLC. Prior to joining Rainmaker group of companies, Mr. Brennan operated a software consulting firm, Graybox Solutions, which provides custom solutions for global trading companies active in a broad base of assets and on multiple exchanges. His career spans twenty-five years, providing execution services to institutional organizations on such exchanges as the CME and the CBOT. Mr. Brennan was a member at the CBOT from 1986 thru 2002, serving on numerous exchange committees.

Brian D. Lenart, CPA
Financial and Operations Principal (FINOP)
and Advisory Board Member .
blenart@rainmakersecurities.com
708 624-1982

Brian Lenart is a Chief Compliance Officer and CPA with 30 years experience in the securities industry and extensive experience in broker/dealer regulatory compliance as well as experience in the investment advisory and futures fields.  Additionally, he is a former Senior Compliance Examiner with the National Association of Securities Dealers (NASD).  He has held positions such as Chief Compliance Officer, Financial & Operations Principal (FINOP), Chief Financial Officer and Operations Manager at multiple broker/dealers.  He holds the following registrations in securities, investment advisory and futures:  NASD Series 7, Series 24, Series 27, Series 3, Series 4, Series 53, Series 55, Series 65, Series 63 as well as an Illinois Insurance Producers License.  Mr. Lenart was formerly the Chief Compliance Officer for Marsh & McLennan Securities, William M. Mercer Investment Consulting and William M. Mercer Securities as well as multiple other firms. He currently owns and operates his own compliance consulting firm called BDL Compliance Consulting.

 

 

 

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