Email

Internal Rainmaker Email

Rainmaker Securities provides its registered representatives with access to FINRA compliant email through its domain @rainmakersecurities.com. There are several ways to access your email account:

  • Online Outlook Client
    1. https://login.microsoftonline.com/
    2. Enter your Microsoft credentials
    3. Click "Mail"
  • Desktop Outlook Client
    1. https://login.microsoftonline.com/
    2. Enter your user name and password
    3. Click "Install Office 365"
    4. Execute the installation file
    5. Find and execute the Outlook application on your computer
    6. When prompted, enter your Microsoft credentials
  • Mobile Outlook Client
    1. On your phone, go to the your phones app store (e.g. Apple App Store or Google Play)
    2. Download the Outlook mobile application
    3. Find and open the Outlook application on your phone
    4. When prompted, enter your Microsoft credentials

External Email Monitored by Rainmaker

If you do not wish to use the Rainmaker Securities email domain, you may use an external email account. However, your account must be monitored to remain in compliance with FINRA regulations. We use a service called Global Relay, which will keep an archive of every email sent or received by the account. In order to use an external email account  you must provide the following information, so we can setup email monitoring:

  • The email address
  • The email account password
  • The email domain server host name or IP address

Email Signature Block Disclaimer

Whether using an internal or external email account, your email signature must include the following disclaimer:

"Securities offered through Rainmaker Securities, LLC – a registered broker- dealer, Member FINRA/SIPC. 11390 West Olympic Blvd., Suite 380 Los Angeles, California 90064. Investment opportunities listed with Rainmaker Securities, LLC involve a high degree of risk, and are only suitable for "accredited investors" as defined by the U.S. Securities and Exchange Commission. All investors are encouraged to seek legal and other professional counsel prior to making any investments.

DISCLAIMER: This message and any attachment(s) is intended solely for the use of the individual or entity to which it is addressed, and may contain information that is privileged, confidential and exempt from disclosure under applicable law.  If the reader of this message is not the intended recipient, or the employee or agent responsible for delivering the message to the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited.  The information contained within this message is not an offer to purchase or solicitation to sell securities or any other financial instrument of any kind.  Rainmaker Securities, LLC makes no representation or warranty regarding the correctness of any information contained herein.  If you have received this communication in error, please delete it and notify us immediately."


Telephone

Call Forwarding & voicemail

We use a VOIP service for call forwarding and voicemail functionality. You will be assigned an extension number in the following form:

  • (888) 333-1091 [extension number].

The extension number will forward calls from the Rainmaker Securities main line to the phone number of your choice. If a caller leaves a voicemail, the voicemail will be mailed to your designated email account as an attachment.

Conference Calling & Webinars

We primarily use a service called uberconference.com for our conference call line. Each representative has their own conference line. Uberconfernce can also be used to set up a webinar using its screen sharing function. To set up an uberconference call:

  1. https://www.uberconference.com/
  2. Click "Sign Up"
  3. Click "Sign Up with Office 365"
  4. Enter your Microsoft credentials
  5. Dial the conference line number
  6. Enter the PIN number when prompted
  7. Once you have signed up,  you can simply login to uberconference for subsequent uses

If you need an international dial-in for clients outside of the United States, please contact us to schedule the use of our international conference line.


Websites

Securities Related

The website homepage must include the following language with links:

A website that includes a profile of a registered person must include the following language with link:

Non-Securities Related

A website that does not relate to the offer or sale of securities does not need to include the foregoing language, however its existence must still be disclosed to Rainmaker Securities.


Business Cards

Standard or Non-Standard Cards

We can provide FINRA compliant Rainmaker Securities business cards free of charge. However, if you are conducting business under a different brand name, you must submit the card to the CCO for approval prior to use via the advertising review. A FINRA compliant business card contains the following information:

  • www.rainmakersecurities.com

  • Address of branch office

  • "Securities offered through Rainmaker Securities, LLC. All other services/products are offered by [Insert Brand Name], which is not affiliated with Rainmaker Securities & is solely responsible for the products/services offered."

  • Prohibited Designations: CSA, CFG, CSFP, SEPS, RIS

  • Must meet FINRA advertising content standards.

 rainmaker securities business card, signature matte finish (16pt Stock)

rainmaker securities business card, signature matte finish (16pt Stock)


Advertising Materials

All communications used to market or advertise an offering of securities to investors must be submitted to the CCO and approved prior to distribution. Advertising materials may be submitted for approval via the Client Operations page, found HERE.

Advertising Materials Disclosure

All advertising materials distributed to potential investors must contain the following disclosure:

This document does not represent an offer to sell or a solicitation of an offer to buy any security. Any such offer must be made pursuant to a private placement memorandum or other definitive legal documentation prepared by the company offering the securities (the “Offering Documents”), and the securities are only available in states in which the offering of the securities is registered or is exempt from registration and only by a broker/dealer authorized to do so. This document contains excerpts from the Offering Documents, and should be read in conjunction with the Offering Documents prior to making any investment decision. The securities offered in the Offering Documents (“Securities”) are offered through Rainmaker Securities, LLC – a registered broker dealer, Member FINRA/SIPC, 11390 West Olympic Blvd., Suite 380 Los Angeles, California 90064 (“RMS”). These Securities involve a high degree of risk, are speculative and involve a high degree of risk. The Securities have not been approved or disapproved by either the SEC or any state agency, nor has either the SEC or any state securities commission endorsed the accuracy or adequacy of the referenced Offering Documents. Any representation to the contrary is a criminal offense. An investment in these Securities should not be made by any person or entity that is not in a position to lose the entire amount of such investment, or one who needs liquidity of the investment. Only individuals and entities qualifying as “accredited investors” or “qualified institutional buyers”, as defined by the Securities Exchange Commission (“SEC”) are allowed to invest in these Securities. Potential investors in the company should carefully consider the risk factors contained in the Offering Documents to evaluate the company and its prospects before purchasing the Securities. This document and the referenced Offering Documents both contain forward-looking statements that are not historical facts, and are based on the company’s attempt to describe the outcome if it executes well on its business plan. They are not guarantees of future performance and are subject to risks and uncertainties beyond the company’s control or ability to predict. Potential investors are cautioned not to place undue reliance on these forward-looking statements, which reflect the company’s management’s view only, as of the date of this document and the referenced Offering Documents.