On this page, you will find all of the resources you need to operate as a registered representative of Rainmaker Securities.

- OBA/PST Disclosures
- Compliance Policy Attestations
- Brokerage Account Disclosure

- Engage New Clients & Partners
- Non-Circumvention & Non-Disclosure
- Other Standardized Templates

- Submit Due Diligence
- Establish Investor Suitability
- Request Invoice for a Transaction

- View Current Buy/Sell Orders
- Proprietary Research
- Request a Pitchbook Report

- IT and HR questions
- SEC and FINRA compliance
- Currently Under Construction

- Review Training Materials
- Visualize Rainmaker Workflows
- Written Supervisory Procedures