On this page, you will find all of the resources you need to operate as a registered representative of Rainmaker Securities.
- OBA/PST Disclosures
- Compliance Policy Attestations
- Brokerage Account Disclosure
- Engage New Clients & Partners
- Non-Circumvention & Non-Disclosure
- Other Standardized Templates
- Submit Due Diligence
- Establish Investor Suitability
- Request Invoice for a Transaction
- View Current Buy/Sell Orders
- Proprietary Research
- Request a Pitchbook Report
- IT and HR questions
- SEC and FINRA compliance
- Currently Under Construction
- Review Training Materials
- Visualize Rainmaker Workflows
- Written Supervisory Procedures