On this page, you will find all of the resources you need to operate as a registered representative of Rainmaker Securities.
Registration & Compliance
- New Agent Registration
- FINRA Compliance Maintenance
- Compliance Calendar
Request Legal Agreements
- Engage New Clients & Partners
- Non-Circumvention & Non-Disclosure
- Other Standardized Templates
Client Operations
- Submit Due Diligence
- Establish Investor Suitability
- Request Invoice for a Transaction
Secondary Trading
- View Current Buy/Sell Orders
- Proprietary Research
- Request a Pitchbook Report
Private Offering Deal Rooms
- Review Due Diligence
- Provide Investors with Access
- Print Subscription Agreements
Workflows, Policies & Procedures
- Visualize Rainmaker Workflows
- Written Supervisory Procedures
- Answers to Frequently Asked Questions