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This page contains links to all of the Rainmaker Securities compliance forms.

Compliance Forms

This page contains links to download all of the Rainmaker Securities contract templates.

Contract Library

Guide to Primary Offerings

Guide to Secondary Trades

Secondaries Book and Research

View Current Buy/Sell Orders
Proprietary Research
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Training & Manual

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Written Supervisory Procedures
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Team Biographies

Registered Agent Contact Information
Biographies and Experience
Deal Interest

Disclaimer: This material and any views expressed herein are provided for informational purposes only and should not be construed as an endorsement or inducement of any investor advisory services or as an offer to sell or the solicitation of an offer to purchase any securities. Before seeking any adviser's services or investing any money, investors must read and examine thoroughly the respective offering disclosure documentation. In addition, please view our Privacy Policy or Business Continuity Plan and feel free to contact us with any questions. Rainmaker Securities, LLC operates in certain Canadian provinces under the International Dealer Exemption. Canadian customers should review the Notice to Canadian Customers.

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