On this page, you will find all of the resources you need to operate as a registered representative of Rainmaker Securities.
OBA/PST Disclosures
Compliance Policy Attestations
Brokerage Account Disclosure
Engage New Clients & Partners
Non-Circumvention & Non-Disclosure
Other Standardized Templates
Submit Due Diligence
Advertising Approval
Request Invoice for a Transaction
View Current Buy/Sell Orders
Proprietary Research
Request a Pitchbook Report
Review Training Materials
Written Supervisory Procedures
Visualize Workflows
Registered Agent Contact Information
Biographies and Experience
Deal Interest