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About Team FAQ Meet our Rainmakers Press Rainmaker In The News Press Releases Insights Secondary Market News Blog Company Profiles Services Late-Stage Secondary Market Capital Raising M&A Advisory Investor Criteria Join Investment Bankers Broker Partners Interact Schedule Meeting Place an Order Login Registered Agent Dashboard Rainmaker X
Rainmaker Securities, LLC
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A broker's guide to staying off the compliance radar

Chad Gracia, CEO of Gracia Group and Registered Rep at Rainmaker Securities, breaks down ten common red flags new investors make in private securities - and how to avoid them…Read Full Article

Ken AndersonMay 15, 2025
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Rainmaker Securities, LLC (“RMS”) is a FINRA registered broker-dealer and SIPC member.

Find this broker-dealer and its agents on BrokerCheck. To view our additional, important disclosures, please visit our Disclosures page.

RMS is engaged by its clients to make referrals to buyers or sellers of private securities (“Securities”). If such client closes a Securities transaction with a buyer or seller so referred, RMS is entitled to a success fee from the client. Such success fee may be in the form of cash or in warrants to purchase securities of the client or client’s affiliate. RMS or RMS representatives may hold equity in its issuer clients or in the issuers of securities purchased or sold by the parties to a transaction.

Investments in the Securities are speculative and involve a high degree of risk. An investor in the Securities should have little to no need for liquidity in the foreseeable future and have sufficient finances to withstand the loss of the entire investment. Potential buyers or sellers of the Securities should seek professional counsel prior to entering into any transaction.

 
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